28 April 2010, 11:23
Private Equity Inv: Holding(s) in Company
<pre>
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES
1. Identity of the issuer or the underlying issuer
of existing shares to which voting rights are attached: Private Equity Investor PLC
2 Reason for the notification (please tick the appropriate box or boxes):
An acquisition or disposal of voting rights
An acquisition or disposal of qualifying financial instruments which may result
in the acquisition of shares already issued to which voting rights are attached
An acquisition or disposal of instruments with similar economic effect to
qualifying financial instruments
An event changing the breakdown of voting rights
Other (please specify): Change to the number of voting rights in issue - YES
3. Full name of person(s) subject to the Aviva plc & its subsidiaries
notification obligation:
4. Full name of shareholder(s) Registered Holder:
(if different from 3.):
BNY Norwich Union Nominees Limited: 294,093*
Chase (GA Group) Nominees limited:
1,057,564*
*denotes direct interest
5. Date of the transaction and date on
which the threshold is crossed or 26 April 2010
reached:
6. Date on which issuer notified: 27 April 2010
7. Threshold(s) that is/are crossed or 3% to 4% change at Direct Interest Level
reached:
8. Notified details:
A: Voting rights attached to shares
Class/type Situation previous Resulting situation after the triggering transaction
of to the triggering
shares transaction
if possible Number Number Number Number of voting % of voting rights
using of of of shares rights
the ISIN Shares Voting
CODE Rights
Direct Direct Indirect Direct Indirect
Ordinary
Shares 1,958,190 1,958,190 1,351,657 1,351,657 Not 4.01% Not Disclosable
GB0000504034 Disclosable
B: Qualifying Financial Instruments
Resulting situation after the triggering transaction
Type of financial Expiration Exercise/ Number of voting % of voting
instrument date Conversion Period rights that may be rights
acquired if the
instrument is
exercised/ converted.
C: Financial Instruments with similar economic effect to Qualifying Financial
Instruments
Resulting situation after the triggering transaction
Type of Exercise Expiration date Exercise/ Number of voting rights % of voting rights
financial price Conversion period instrument refers to
instrument Nominal Delta
Total (A+B+C)
Number of voting rights Percentage of voting rights
1,351,657 4.01%
9. Chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held, if applicable:
The voting rights are managed and controlled by Aviva Investors Global Services
Limited, with the following chain of controlled undertakings:-
Aviva Investors Global Services Limited:
Aviva plc (Parent Company)
Aviva Group Holdings Limited (wholly owned subsidiary of Aviva plc)
Aviva Investors Holdings Limited (wholly owned subsidiary of Aviva Group
Holdings Limited)
Aviva Investors Global Services Limited (wholly owned subsidiary of Aviva
Investors Holding Limited)
Proxy Voting:
10. Name of the proxy holder: See section 4
11. Number of voting rights proxy holder will cease
to hold:
12. Date on which proxy holder will cease to hold
voting rights:
13. Additional information: Figures are based the revised total number of voting rights
of 33,720,910
14. Contact name: Neil Whittaker
15. Contact telephone number: 01603 684420
END</pre>
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